Navigating SEC examinations: 8 key steps for asset managers

SEC, asset managers, AML compliance, RegTech, risk management, enforcement actions, investment advisers, broker-dealers, private funds, insider trading, sanctions compliance, fraud prevention, cybersecurity, regulatory scrutiny, financial […]

In Profile: Thomas Gillan, CEO of BR-DGE

Founded in Edinburgh in 2018, BR-DGE is a payment orchestration provider on a mission for hyper-growth. The company enables enterprise merchants, financial institutions, platforms and […]