How RIAs can build a practical AI compliance framework

Registered investment advisers (RIAs) adopting artificial intelligence face a defining question, according to MCO (MyComplianceOffice): can AI be trusted within a compliance programme, and can its use be effectively controlled? In a recent discussion between MCO and Siepe MSP managing director Jilbert El-Zmetr, the two firms explored how RIAs can build a defensible framework for […]

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